Regulatory Disclosures
Licensing, jurisdictional, and compliance information.
Regulatory Status
Monolith Wealth Management is a private wealth management firm operating under the regulatory oversight of the jurisdictions in which it maintains offices. We are authorized to provide fiduciary, trust, and advisory services as permitted by local law.
Switzerland
Our Zürich office operates in accordance with the Swiss Financial Market Supervisory Authority (FINMA) framework. We are subject to Swiss banking secrecy and financial market regulations applicable to private wealth management.
Singapore
Our Singapore office conducts activities in compliance with the Monetary Authority of Singapore (MAS) requirements for private wealth management and fiduciary services.
United States
Our New York office provides services consistent with applicable U.S. federal and state regulations governing investment advisory and fiduciary activities, including SEC and relevant state-level requirements.
United Kingdom
Our London office operates in alignment with the Financial Conduct Authority (FCA) framework for private wealth management and related fiduciary services.
Tax Transparency
We comply with applicable tax information exchange and reporting regimes, including FATCA, CRS, and local reporting standards in each operating jurisdiction. Clients are informed of their obligations as part of onboarding.
Complaints
Clients may raise concerns through their relationship partner or Client Services. Formal complaints are handled in accordance with the dispute-resolution procedures of the relevant jurisdiction.